Hi, after 35 years in the insurance broking industry in a number of senior finance and compliance positions at Guy Carpenter , Marsh, & Willis including CFO , head of the back office and senior compliance manager, I left to start my own consultancy in 2013.
I am currently looking for trouble shooting opportunities to help brokers,insurers and cover holders with one off issues. My recent work includes but is not limited to
 

1. Client Money Accounting (including CASS rules), Compliance and Audit Support.

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2. Delegated Authority Reviews and Binder Management Issues

 

3. Appointed Representative Audits and pre-appointment reviews

 

4. FCA Authorisation Applications from submission to authorisation

 

5. Completion of data for the Lloyd's D'Com and Atlas systems.

 

6. FCA Reg Data and Connect System regular report completion and updates

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7. FCA surveys or other data requests.

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8. Sanction, Anti- Bribery and Corruption Training , systems set up and file reviews.